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DTSTART;TZID=America/New_York:20250923T090000
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DTSTAMP:20260605T053846
CREATED:20250723T120011Z
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UID:5600-1758618000-1758640500@www.tpsuniversity.com
SUMMARY:Fordham University School of Law\, New York\, NY - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/fordham-university-school-of-law-new-york-ny-certified-401k-plan-fiduciary-program-3/
LOCATION:Fordham Law School\, 150 West 62nd Street\, New York\, NY\, 10023\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250916T080000
DTEND;TZID=America/New_York:20250916T140000
DTSTAMP:20260605T053846
CREATED:20250715T120005Z
LAST-MODIFIED:20250924T154527Z
UID:5550-1758009600-1758031200@www.tpsuniversity.com
SUMMARY:Marquette University\, Milwaukee\, WI - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/marquette-university-milwaukee-wi-certified-401k-plan-fiduciary-program-3/
LOCATION:Marquette University\, Alumni Memorial Union 1442 W. Wisconsin Avenue\, Milwaukee\, WI\, 53233
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250826T080000
DTEND;TZID=America/New_York:20250826T140000
DTSTAMP:20260605T053846
CREATED:20250625T120013Z
LAST-MODIFIED:20250820T122144Z
UID:6128-1756195200-1756216800@www.tpsuniversity.com
SUMMARY:Rice University\, Houston\, TX - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/rice-university-houston-tx-certified-401k-plan-fiduciary-program-2/
LOCATION:Rice University\, 6100 Main St.\, Houston\, TX\, 77005\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250820T080000
DTEND;TZID=America/New_York:20250820T140000
DTSTAMP:20260605T053846
CREATED:20250618T120055Z
LAST-MODIFIED:20250917T200702Z
UID:5508-1755676800-1755698400@www.tpsuniversity.com
SUMMARY:Florida Atlantic University\, Boca Raton\, FL - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/florida-atlantic-university-certified-401k-plan-fiduciary-program-2/
LOCATION:Florida Atlantic University\, 777 Glades Rd\, Boca Raton\, FL\, 33431\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250819T080000
DTEND;TZID=America/New_York:20250819T140000
DTSTAMP:20260605T053846
CREATED:20250618T120039Z
LAST-MODIFIED:20251024T194309Z
UID:6160-1755590400-1755612000@www.tpsuniversity.com
SUMMARY:North Carolina State University\, Raleigh\, NC - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/north-carolina-state-university-raleigh-nc-certified-401k-plan-fiduciary-program/
LOCATION:North Carolina State University\, 2450 Alumni Drive\, Raleigh\, NC\, 27606\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250814T080000
DTEND;TZID=America/New_York:20250814T140000
DTSTAMP:20260605T053846
CREATED:20250613T120007Z
LAST-MODIFIED:20250917T195145Z
UID:4481-1755158400-1755180000@www.tpsuniversity.com
SUMMARY:Robert Morris University\, Moon Township\, PA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/robert-morris-university-moon-township-pa-certified-401k-plan-fiduciary-program/
LOCATION:Robert Morris University\, 6001 University Blvd.\, Moon Township\, PA\, 15108\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250813T083000
DTEND;TZID=America/New_York:20250813T120000
DTSTAMP:20260605T053846
CREATED:20250624T160338Z
LAST-MODIFIED:20251007T144327Z
UID:6268-1755073800-1755086400@www.tpsuniversity.com
SUMMARY:Virtual - Atlanta\, GA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/virtual-atlanta-ga-certified-401k-plan-fiduciary-program/
LOCATION:OH
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250812T083000
DTEND;TZID=America/New_York:20250812T143000
DTSTAMP:20260605T053846
CREATED:20250612T120004Z
LAST-MODIFIED:20250805T163345Z
UID:5681-1754987400-1755009000@www.tpsuniversity.com
SUMMARY:George W. Bush Presidential Center\, Dallas\, TX - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/george-w-bush-presidential-center-dallas-tx-certified-401k-plan-fiduciary-program-3/
LOCATION:George W. Bush Presidential Center\, 2942 SMU Boulevard\, Dallas\, TX\, 75205\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250611T080000
DTEND;TZID=America/New_York:20250611T140000
DTSTAMP:20260605T053846
CREATED:20250404T120009Z
LAST-MODIFIED:20250603T173453Z
UID:5440-1749628800-1749650400@www.tpsuniversity.com
SUMMARY:DeSales University\, Center Valley\, PA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/desales-university-center-valley-pa-certified-401k-plan-fiduciary-program-4/
LOCATION:DeSales University\, 2755 Station Avenue\, Center Valley\, PA\, 18034\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250605T080000
DTEND;TZID=America/New_York:20250605T140000
DTSTAMP:20260605T053846
CREATED:20250404T120025Z
LAST-MODIFIED:20250530T195317Z
UID:5673-1749110400-1749132000@www.tpsuniversity.com
SUMMARY:Stonehill College\, Easton\, MA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/stonehill-college-easton-ma-certified-401k-plan-fiduciary-program/
LOCATION:Stonehill College\, 124 Belmont Street\, Easton\, MA\, 02357\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250603T080000
DTEND;TZID=America/New_York:20250603T140000
DTSTAMP:20260605T053846
CREATED:20250402T120043Z
LAST-MODIFIED:20250919T200258Z
UID:5543-1748937600-1748959200@www.tpsuniversity.com
SUMMARY:Rollins College\, Winter Park\, FL – Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/rollins-college-winter-park-fl-certified-401k-plan-fiduciary-program-3/
LOCATION:Rollins College\, 1000 Holt Ave\, Winter Park\, FL\, 32789\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Los_Angeles:20250521T080000
DTEND;TZID=America/Los_Angeles:20250521T140000
DTSTAMP:20260605T053846
CREATED:20250320T120039Z
LAST-MODIFIED:20250516T172839Z
UID:5746-1747814400-1747836000@www.tpsuniversity.com
SUMMARY:California State University Sacramento\, Sacramento\, CA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/california-state-university-sacramento-sacramento-ca-certified-401k-plan-fiduciary-program/
LOCATION:California State University Sacramento\, 6000 J St.\, Sacramento\, CA\, 95819\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250515T090000
DTEND;TZID=America/New_York:20250515T150000
DTSTAMP:20260605T053846
CREATED:20250314T120031Z
LAST-MODIFIED:20250513T145610Z
UID:5852-1747299600-1747321200@www.tpsuniversity.com
SUMMARY:University of San Diego\, San Diego\, CA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/university-of-san-diego-san-diego-ca-certified-401k-plan-fiduciary-program/
LOCATION:University of San Diego\, 5555 Marian Way\, San Diego\, CA\, 92110\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Denver:20250513T080000
DTEND;TZID=America/Denver:20250513T140000
DTSTAMP:20260605T053846
CREATED:20250312T120036Z
LAST-MODIFIED:20250506T180949Z
UID:5690-1747123200-1747144800@www.tpsuniversity.com
SUMMARY:University of Denver\, Denver\, CO - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/the-cable-center-denver-university-denver-co-certified-401k-plan-fiduciary-program/
LOCATION:University of Denver\, 2055 E Evans Ave\, Denver\, CO\, 80210\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Phoenix:20250410T083000
DTEND;TZID=America/Phoenix:20250410T143000
DTSTAMP:20260605T053846
CREATED:20250213T130011Z
LAST-MODIFIED:20250402T125825Z
UID:5753-1744273800-1744295400@www.tpsuniversity.com
SUMMARY:Arizona State University\, Tempe\, AZ - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/arizona-state-university-tempe-az-certified-401k-plan-fiduciary-program-2/
LOCATION:Arizona State University\, 401 N 1st Street\, Phoenix\, AZ\, 85004\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250327T083000
DTEND;TZID=America/New_York:20250327T143000
DTSTAMP:20260605T053846
CREATED:20250123T130045Z
LAST-MODIFIED:20251020T201505Z
UID:5515-1743064200-1743085800@www.tpsuniversity.com
SUMMARY:George W. Bush Presidential Center\, Dallas\, TX - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/george-w-bush-presidential-center-dallas-tx-certified-401k-plan-fiduciary-program-2/
LOCATION:George W. Bush Presidential Center\, 2942 SMU Boulevard\, Dallas\, TX\, 75205\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250320T090000
DTEND;TZID=America/New_York:20250320T150000
DTSTAMP:20260605T053846
CREATED:20250120T130036Z
LAST-MODIFIED:20250319T165537Z
UID:5387-1742461200-1742482800@www.tpsuniversity.com
SUMMARY:Fordham University School of Law\, New York\, NY - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/fordham-university-school-of-law-new-york-ny-certified-401k-plan-fiduciary-program-2/
LOCATION:Fordham Law School\, 150 West 62nd Street\, New York\, NY\, 10023\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250318T083000
DTEND;TZID=America/New_York:20250318T143000
DTSTAMP:20260605T053846
CREATED:20250115T130026Z
LAST-MODIFIED:20250317T134527Z
UID:5463-1742286600-1742308200@www.tpsuniversity.com
SUMMARY:Virginia Tech\, Arlington\, VA – Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/virginia-tech-arlington-va-certified-401k-plan-fiduciary-program-3/
LOCATION:Virginia Tech\, 900 N Glebe Rd\, Arlington\, VA\, 22203\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250313T090000
DTEND;TZID=America/New_York:20250313T150000
DTSTAMP:20260605T053846
CREATED:20250117T205643Z
LAST-MODIFIED:20250310T133142Z
UID:5572-1741856400-1741878000@www.tpsuniversity.com
SUMMARY:Invesco Ltd. Corporate Headquarters - Atlanta\, GA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/invesco-ltd-corporate-headquarters-atlanta-ga-certified-401k-plan-fiduciary-program/
LOCATION:Invesco Ltd. Corporate Headquarters\, Midtown Union\, 1331 Spring Street\, NW\, Atlanta\, GA\, 30309\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250311T080000
DTEND;TZID=America/New_York:20250311T140000
DTSTAMP:20260605T053846
CREATED:20250108T130012Z
LAST-MODIFIED:20250306T165624Z
UID:5432-1741680000-1741701600@www.tpsuniversity.com
SUMMARY:Villanova University\, Villanova\, PA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/villanova-university-villanova-pa-certified-401k-plan-fiduciary-program-3/
LOCATION:Villanova University West Campus – Garey Hall\, Room 10A\, Spring Mill Rd & County Line Rd\, Villanova\, PA\, 19085
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250306T080000
DTEND;TZID=America/New_York:20250306T140000
DTSTAMP:20260605T053846
CREATED:20250106T130032Z
LAST-MODIFIED:20250224T165957Z
UID:5413-1741248000-1741269600@www.tpsuniversity.com
SUMMARY:Quinnipiac University\, North Haven\, CT - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/quinnipiac-university-north-haven-ct-certified-401k-plan-fiduciary-program/
LOCATION:Quinnipiac University\, 370 Bassett Rd.\, North Haven\, CT\, 06473\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250226T080000
DTEND;TZID=America/New_York:20250226T140000
DTSTAMP:20260605T053846
CREATED:20241220T130019Z
LAST-MODIFIED:20250917T192758Z
UID:5378-1740556800-1740578400@www.tpsuniversity.com
SUMMARY:NOVA Southeastern University\, Fort Lauderdale\, FL - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/nova-southeastern-university-fort-lauderdale-fl-certified-401k-plan-fiduciary-program-2/
LOCATION:Nova Southeastern University\, 3100 Ray Ferrero Jr. Blvd.\, Fort Lauderdale\, FL\, 33314\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Phoenix:20250130T080000
DTEND;TZID=America/Phoenix:20250130T140000
DTSTAMP:20260605T053846
CREATED:20241126T130015Z
LAST-MODIFIED:20250130T152410Z
UID:5314-1738224000-1738245600@www.tpsuniversity.com
SUMMARY:University of New Mexico\, Albuquerque\, NM - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/university-of-new-mexico-albuquerque-nm-certified-401k-plan-fiduciary-program/
LOCATION:University of New Mexico\, 1 University of New Mexico\, Albuquerque\, NM\, 87131\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20250129T080000
DTEND;TZID=America/New_York:20250129T140000
DTSTAMP:20260605T053846
CREATED:20241125T130025Z
LAST-MODIFIED:20250122T203346Z
UID:4699-1738137600-1738159200@www.tpsuniversity.com
SUMMARY:Randolph Macon College\, Ashland\, VA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/randolph-macon-college-ashland-va-certified-401k-plan-fiduciary-program/
LOCATION:Randolph-Macon College\, 304 Henry St.\, Ashland\, 23005\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/Chicago:20250128T083000
DTEND;TZID=America/Chicago:20250128T120000
DTSTAMP:20260605T053846
CREATED:20241125T130033Z
LAST-MODIFIED:20250127T222336Z
UID:5330-1738053000-1738065600@www.tpsuniversity.com
SUMMARY:Virtual - Des Moines\, IA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/virtual-des-moines-ia-certified-401k-plan-fiduciary-program/
LOCATION:OH
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241203T080000
DTEND;TZID=America/New_York:20241203T140000
DTSTAMP:20260605T053847
CREATED:20241002T120039Z
LAST-MODIFIED:20241126T153341Z
UID:4800-1733212800-1733234400@www.tpsuniversity.com
SUMMARY:Rollins College\, Winter Park\, FL – Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/rollins-college-winter-park-fl-certified-401k-plan-fiduciary-program-2/
LOCATION:Rollins College\, 1000 Holt Ave\, Winter Park\, FL\, 32789\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241120T080000
DTEND;TZID=America/New_York:20241120T140000
DTSTAMP:20260605T053847
CREATED:20240913T120051Z
LAST-MODIFIED:20241119T170332Z
UID:4566-1732089600-1732111200@www.tpsuniversity.com
SUMMARY:Sacramento State University\, Sacramento\, CA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/sacramento-state-university-sacramento-ca-certified-401k-plan-fiduciary-program/
LOCATION:Sacramento State University\, 6000 J St.\, Sacramento\, CA\, 95819\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241119T080000
DTEND;TZID=America/New_York:20241119T140000
DTSTAMP:20260605T053847
CREATED:20240911T120036Z
LAST-MODIFIED:20241114T205735Z
UID:4708-1732003200-1732024800@www.tpsuniversity.com
SUMMARY:DeSales University\, Center Valley\, PA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/desales-university-center-valley-pa-certified-401k-plan-fiduciary-program-3/
LOCATION:DeSales University\, 2755 Station Avenue\, Center Valley\, PA\, 18034\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241113T083000
DTEND;TZID=America/New_York:20241113T143000
DTSTAMP:20260605T053847
CREATED:20240911T120015Z
LAST-MODIFIED:20241113T144208Z
UID:4337-1731486600-1731508200@www.tpsuniversity.com
SUMMARY:Smith and Howard Advisory\, LLC - Atlanta\, GA - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/smith-and-howard-advisory-atlanta-ga-certified-401k-plan-fiduciary-program/
LOCATION:Private: Smith and Howard Advisory\, LLC\, 271 17th Street NW\, Atlanta\, 30363\, United States
END:VEVENT
BEGIN:VEVENT
DTSTART;TZID=America/New_York:20241107T083000
DTEND;TZID=America/New_York:20241107T120000
DTSTAMP:20260605T053847
CREATED:20240930T152709Z
LAST-MODIFIED:20241030T160009Z
UID:5050-1730968200-1730980800@www.tpsuniversity.com
SUMMARY:Virtual - Charleston\, SC - Certified 401(k) Plan Fiduciary Program
DESCRIPTION:Register For This Program\n					\n\n	\n\n\n	\n		\n	When\nThursday\, February 19\, 2026\n8:00AM - 2:00PM\n(Program begins promptly at 8:30AM) \nLocation\nColumbus State Community College\nWorkforce Development Building\n315 Cleveland Avenue\, 4th floor\,\nColumbus\, Ohio 43215\nRoom #414 AB \nContact\nThe Plan Sponsor University\nregistrar@tpsuniversity.com\n855-755-4015 option 2 \nEligibility\nRegistration is open to Plan Fiduciaries who serve as a Plan Fiduciary\, for their company's retirement plan.\nTPSU Program is not a function of the host institution \nResources\nDownload Agenda\nDownload Speaker Bio(s)\nDownload Driving Directions \n\n	\n\n\n	\n		\n	\n				\n					\n		"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."\n	\n	\n\n\n	\n		\n	\n				\n					\n	\n	\n\n\n	\n		\n	\n				\n					\n		The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP. \n	\n	\n\n\n\n			\n	\n	\n		\n	Agenda - Speaker(s) - Driving/Parking Directions\n\n	\n\n\n	\n		\n	\n		Agenda\n		TOPICS:  \nSession 1 - Health & Wealth Benefits: Excellence in Fiduciary Stewardship\n \nSession 2 - Latest Trends in DC Plans \n \n\n	\n	\n		\n			\n							Download PDF\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Speaker(s)\n		Adjunct Lecturer\nDeena Rini\, MBA\, C(k)P®\nSenior Vice President\, Managing Director\nOswald Financial \nDeena Rini is Senior Vice President and Managing Director of the Retirement Plan Division at Oswald Financial overseeing all business operations\, people and strategic initiatives. She has over eighteen years of industry experience\, previously serving in multiple roles on Oswald’s retirement plan team\, which she joined in 2007. \nDeena earned her Master of Business Administration from John Carroll University; she earned her Bachelor of Science degree as a double major in Mathematics and Business from Muskingum University where she also played varsity volleyball. Deena holds her FINRA Series 6 and 63 securities registrations with LPL Financial and the Series 65 securities registration with Global Retirement Partners\, LLC. She also holds her C(k)P designation from The Retirement Advisor University. \nDeena exemplifies Oswald’s mission of “Commitment to Community\,” serving as a board member and treasurer for Hope Meadows Foundation. She has previously served as a board member for Holy Name High School where she cofounded and led their female mentorship program\, EmpowerHER. She also served as past member of John Carroll University’s MBA Advisory Board; as well as a past member of Advisory Board for PLANADVISER. She is a graduate of the Cleveland Leadership Center’s Bridge Builders program and recently accepted into the Leadership Cleveland Class of 2026. \nDeena is the recipient of the 2023 Grau-Breslin Alumni Award from John Carroll University. She is the recipient of the 2020 Oswald Star Achiever Integrity Award.** \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nOswald Star Achiever Integrity Award 2020\nOswald Companies delivers employee appreciation awards based on our core values – Passion for Excellence\, Integrity\, Resourcefulness and Commitment to Community. Oswald Companies Human Resources and Executive Leadership team determine the winners based on observed behaviors and peer feedback. LPL Financial and Oswald Companies are separate entities. \nGrau-Breslin Alumni Award from John Carroll University\nJohn Carroll University Alumni Department identifies an alumnus that exhibits exceptional leadership and service to their community. \nTyler Deck\, QKA®\, CPFATM\nRegional Market Leader\nOswald Financial \nTyler Deck is a nationally recognized leader in retirement plan consulting\, honored as a three-time recipient of NAPA’s Top Plan Advisors Under 40 for his impact and innovation in the industry (2024\, 2025\, 2026).** As Regional Market Leader for Retirement Plan Services\, Tyler brings deep expertise in plan design\, fiduciary governance\, and participant outcomes ultimately helping organizations strive to optimize their retirement programs and drive measurable success. \nWith a client-first philosophy\, Tyler focuses on building strong partnerships rooted in transparency\, education\, and strategic insight. His approach works towards empowering employers and plan participants to make informed decisions with confidence\, seeking to ensure every engagement delivers exceptional service and long\nterm value. \nTyler is passionate about advancing best practices in the retirement plan space and is recognized for his ability to translate complex regulations into actionable strategies that aim to improve financial wellness and retirement readiness. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\nEstablished in 2014\, the list of “Aces” is drawn from nominations provided by NAPA Broker-Dealer/RIA Firm Partners and vetted by a blue-ribbon panel of senior advisor industry experts based on a combination of quantitative and qualitative data submitted by the nominees\, as well as a broker-check review. One of the first of NAPA’s standard-setting industry lists\, many of the individuals who have been recognized here have gone on to become the very industry leaders this recognition was designed to help identify. The award is not indicative of the Advisor’s future performance. No fee is charged to participate. \nIn 2023\, 268 applicants were received. 100 were ultimately selected. \nIn 2024\, 536 nominations were received\, and from that\, 268 completed the application. 100 were ultimately selected. \nIn 2025\, 662 nominations were received and from that\, 214 completed the application. 100 were ultimately selected. \nDouglas Stalter\, QKA®\, CPFATM\nVice President\, Director\, Strategic Growth\nOswald Financial \nDoug is a driven and results-oriented leader with a strong passion for delivering thoughtful\, effective solutions to both businesses and individuals that strive to positively impact their financial well-being. Through his extensive experience\, he has developed a disciplined and insightful approach to analysis and client service\, focused on the goal of enhancing the long-term wealth\, stability\, and security of those he serves. Doug finds great professional fulfillment in simplifying complex regulations and navigating intricate financial situations\, working towards helping clients develop clarity\, confidence\, and informed strategies that support better decision-making for themselves and their organizations. \nDoug is the recipient of PLANADVISER 2025 Top Retirement Plan Advisers\, NAPA’s 2025 Top DC Advisor Teams\, and Barron’s 2025 Top 100 Institutional Consulting Teams. \nDisclosures\nSecurities offered through LPL Financial\, member FINRA/SIPC. Investment advisory services offered through Global Retirement\nPartners\, DBA Oswald Financial\, an SEC registered investment advisor and separate entity from LPL Financial.\n**\n2025 PLANADVISER Retirement Plan Adviser of the Year finalists and winners\nFinalists and winners demonstrate leadership and a commitment to excellence in serving retirement plan sponsors and participants and contributing to the retirement plan adviser industry.\nFor the fourth year in a row\, the awards are being issued in multiple categories. We have separated our recognition for “Community Impact and Giving Back” into a separate program and replaced that category with “403(b) Plan Service.” This year\, advisers are being recognized for their excellence in the following areas:\n• Closing the Coverage Gap — Micro/Startup Plans\n• Closing the Coverage Gap — MEPs/PEPs*\n• Inclusivity and Career Development\n• 403(b) Plan Service\n• Plan Participant Service\n• Plan Sponsor Service\n*Multiple Employer Plans/Pooled Employer Plans\nNominees are judged on a mixture of qualitative and quantitative measures\, including tenure in the business; retirement plan business as a percentage of practice revenue; answers to essay questions; compliance records; and willingness to serve in a\nfiduciary role to clients’ plans. Finalists are interviewed by judges before a winner is selected. For 2025\, 83 nominations were received\, 28 finalists were selected and 6 winners were announced. No fee is charged to participate. The rating is not indicative\nof the Advisor’s future performance." \n2025 NAPA Top DC Advisor Teams: established in 2017\, nominees had to be individual advisor team/offices with a defined contribution book of business\, in a single physical location. To be considered\, firms had to submit responses to an application form\, including information about their practices\, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors\, an affiliate organization of the American Retirement Association\, a non-profit association. No fee is charged to participate. The rating is not indicative of the nominee’s future performance. Approximately 432 submissions participated in the ranking. 432 were named to the final ranking. \nBarron's 2025 Top 100 Institutional Consulting Teams. The teams in the ranking were evaluated on a range of criteria\, including institutional investment assets overseen by the team\, the revenue generated by those assets\, the number of clients served by the team\, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Advisor’s past or future performance. Neither the firm nor the Advisor pay a fee to Barron's in exchange for the rating. In 2025 there were 154 submissions for the Top 100 Institutional Consulting Teams. Please note\, these submissions are part of a pool of applicants who meet submission criteria\, including an assets-under-management minimum. \n\n	\n	\n		\n			\n							REGISTER FOR THIS PROGRAM\n					\n	\n	\n\n	\n\n\n	\n		\n	\n		Driving and Parking Directions\n		 \n\n	\n	\n		\n			\n							Download PDF
URL:https://www.tpsuniversity.com/event/virtual-charlston-sc-certified-401k-plan-fiduciary-program/
LOCATION:OH
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