TOPICS:
Session 1 - Retirement Readiness, Participant Outcomes
Session 2 - Misbehavin’ In Retirement Plans – It’s Time To Retire That Thinking
- This event has passed.
Virtual – Fairfield, CT – Certified 401(k) Plan Fiduciary Program
December 12, 2023 @ 8:30 am - 12:00 pm
When
Tuesday, December 12, 2023
8:30AM - 12:00PM
Virtual Location
Fairfield, CT
Following registration you will receive a confirmation email that includes details and your link to join the Virtual Program.
Contact
The Plan Sponsor University
[email protected]
855-755-4015 option 2
Eligibility
Registration is open to Plan Fiduciaries who serve as a Plan Fiduciary, for their company's retirement plan.
TPSU Program is not a function of the host institution
Resources
Download Agenda
Download Speaker Bio(s)
"The use of this official seal confirms that this activity has met HR Certification Institute's® (HRCI®) criteria for recertification credit pre-approval."
The Plan Sponsor University is recognized by SHRM to offer Professional Development Credits (PDCs) for the SHRM-CP or SHRM-SCP.
Agenda
Speaker(s)
Adjunct Lecturer
Robert A. Lockery Jr
Director of Corporate Retirement Plans
Ganim Financial
With over 19 years of experience in the financial services industry, Robert “Bob” A. Lockery has dedicated his career to collaborating with business owners, government agencies, not-for-profit organizations, and their employees. His expertise lies in the creation and promotion of top-tier qualified retirement plans, encompassing a wide range including 401(k), 403(b), 457-governmental, and Top Hat plans.
Bob's primary focus revolves around closely partnering with plan fiduciaries. He guides them in optimizing retirement plan offerings to employees while ensuring compliance with fiduciary obligations. Bob employs independent investment analysis and a set of best practices to achieve these goals.
As part of his comprehensive approach, Bob engages with plan participants in both group settings and individual meetings, addressing their retirement readiness. He meticulously reviews participant numbers, answers inquiries, and assists individuals in moving toward plans to meet their future retirement income needs.
Bob began his financial services journey in customer service, cultivating a deep appreciation for trust, effective communication, research, and providing straightforward explanations—qualities highly valued by his clients.
Bob is a former member of the New Haven Chamber of Commerce and Treasurer for the Southern Connecticut State University Alumni Association. Additionally, Bob has actively contributed to his local community by serving on the Planning and Zoning Appeals Board. Currently, Bob serves as an Ambassador for the Bridgeport Regional Business Council (BRBC).
Holding a Bachelor of Science Degree in Business/Corporate Communication, he maintains a Series 65 securities license and is licensed for life and health insurance in CT and NY.
Beyond his professional pursuits, Bob finds joy in spending time with his family and has dedicated over 15 years to coaching Girls fast-pitch softball and a slow-pitch team for men in his hometown of North Haven.”
Securities offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC. Investment advisory services offered through GFS Wealth Management Advisors; Inc. dba Ganim Financial. Insurance products and services are offered and sold through agents associated with Ganim Insurance Consultants, Inc. (GIC). Kestra IS is not affiliated with Ganim Financial or GIC. Ganim Financial, GIC, and Kestra IS do not offer tax or legal advice. Any decisions whether to implement these ideas should be made by the client in consultation with their financial and tax professionals and legal counsel. E-mail sent to or from this e-mail address may be monitored, reviewed, and archived. Kestra Investor Disclosures: https://bit.ly/KF-Disclosures. GFS Investor Disclosures: http://gan.im/GFS-Disclosures.
